MEMORANDUM
TO: Operations Committee of
The University of Colorado Foundation, Inc. Board of Directors
FROM: Jim Barlow, Treasurer and Chief Financial Officer
DATE: January 30, 2001
RE: Faculty Housing Assistance Program
At the Operations Committee, I will provide an update on the Faculty Housing Assistance Program being developed by the Foundation and the University. Below is a brief summary of the program:
An equity share program was initially proposed to the Foundations Investment Committee in February
2000 by Todd (3leeson, associate vice chancellor for faculty affairs at CU-Boulder, as a means of improving the retention and recruitment of research faculty at that campus.
It was proposed that the Foundation and individual faculty members enter into a shared equity financing agreement whereby the Foundation contributes most or all of the down payment while the faculty member pays transaction costs and obtains a mortgage for the balance. At the end of the agreement (termination of employment or 7 years), the home is sold or refinanced and the appreciation is shared between the Foundation and the faculty member according to a formula.
The proposal requested the Foundation to provide $4 million in funding over 7 years. A Foundation analysis proposed $11 million in funding over 6 years with the University investing 40% and the Foundation investing 60%.
A commitment of Foundation funds was made for a four-campus program at the October 2000 Foundation Executive Committee meeting,
At a December 2000 meeting, the Regents directed University staff to work with the Foundation to develop and implement a faculty housing assistance program by Fall 2001. In exchange for the Foundations management of defined aspects of the program and for providing the investment capital, an annual fee of $100,000 is to be paid to the Foundation by the University for 5-7 years.
The University, however, does not want to provide any investment capital into the program.
The University will be responsible for selecting the faculty members who meet eligibility requirements. The Foundation and lenders will verify that the individual participants financially qualify for the program.
At a recent meeting with potential lenders, it was suggested that the program require a minimum 5% down payment by faculty member (making more financing options available) and a deferred interest-only note to the Foundation secured by a second deed of trust, rather than the shared equity arrangement. The note, which may be up to $50,000, is to have a 7-year balloon payment provision.
Counsel for the Foundation is currently reviewing the deferred interest concept, which is similar to Stanford Universitys program.
The Regents will be asked to approve a program at their March meeting.